Satisfy your stakeholders with tailor-made compliance processes
The Compliance Department of any financial institution has a hefty and burdensome task delegated to them. It is responsible for identifying, preventing, monitoring, detecting, and resolving any internal or external compliance risks.
With the FA Platform, we enable you to create, modify and classify compliance rules based on your needs directly through the user interface, as well as display or report the results of compliance checks in the Platform. Your pre-trade and post-trade compliance processes are defined based on your needs with the help of our decades of experience. For example, the rules for a Pension Fund are different than the rules for Banks, Asset Managers, and Fund Managers. There is a growing pressure for all to have the right tools to control the business.
FA Solutions’ Compliance breaks down into three distinct categories: Portfolio, Companywide, and Regulatory Compliance features. Below you will find a single feature highlighted from each category.